Quant Memo

Sortino Ratio

Return per unit of downside volatility; penalizes only bad volatility in backtesting.

Definition

Sortino ratio = (R − R_f) / σ_downside, where σ_downside is the standard deviation of returns below a target (often zero or the risk-free rate). It uses only “bad” volatility instead of total volatility.

Why it matters for backtesting

  • Downside focus: Many investors care more about losses than overall variability.
  • Asymmetric payoff: Strategies with positive skew (e.g. options selling) can have a better Sortino than Sharpe.
  • Target-relative: Can use a minimum acceptable return (MAR) as the target instead of zero.

Limitations

  • Definition of “downside” (target, threshold) is arbitrary.
  • Less standard than Sharpe; harder to compare across studies.
  • Still a single number; does not describe tail shape.

Linked concepts

Sharpe ratio, volatility, max drawdown, Calmar ratio.

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