Quant Memo

Sharpe Ratio

Return per unit of total risk (volatility); the standard risk-adjusted performance metric for backtesting.

Definition

The Sharpe ratio is (R − R_f) / σ, where R is the strategy’s mean return, R_f is the risk-free rate, and σ is the standard deviation of returns (volatility). It measures excess return per unit of total risk.

Annualized form: Sharpe_ann ≈ (mean excess return × √N) / σ_ann for N periods per year.

Why it matters for backtesting

  • Comparability: Lets you compare strategies with different volatilities on a common scale.
  • Risk-adjusted view: A high raw return with very high vol may have a lower Sharpe than a moderate return with low vol.
  • Overfitting signal: Extremely high backtest Sharpes (e.g. > 2) often don’t persist; use with caution.

Limitations

  • Assumes returns are roughly normal; underestimates tail risk.
  • Sensitive to the risk-free rate and the period used.
  • Single factor (volatility); does not distinguish upside vs downside vol.

Linked concepts

Sortino ratio (downside vol), Information ratio (active return vs tracking error), max drawdown, Calmar ratio.

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