Quant Memo

Equal Weighted vs Market Cap Weighted

Two common portfolio weighting schemes; equal weight often tilts toward smaller names and can improve diversification.

Definition

  • Market cap weighted: Each asset’s weight is proportional to its market capitalization. Large caps dominate (e.g. S&P 500).
  • Equal weighted: Each asset has the same weight (1/N). Small and mid caps have the same weight as large caps.

Why it matters

  • Concentration: Cap-weighted portfolios are concentrated in the largest names; equal weight spreads exposure.
  • Size tilt: Equal weight tilts toward smaller names, which historically have had different return and vol characteristics.
  • Rebalancing: Equal weight requires periodic rebalancing (selling winners, buying losers), which can add a rebalancing premium or cost depending on implementation.

Trade-offs

  • Cap weighted: Low turnover, cheap to implement (e.g. index funds); concentration and momentum bias.
  • Equal weighted: More diversification by name; higher turnover and potentially higher costs; small-cap tilt.

Linked concepts

Position sizing, MPT, hierarchical risk parity, rebalancing.

Linked strategies

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